Overview
by Miriam Wyman, David Shulman and Laurie Ham
Over the last decade it has
become clear that there is a growing risk of "disconnection" between
government and citizens. Research tells us that citizens are
increasingly concerned that their democratic institutions are out of
sync with their values and interests. Moreover, citizens strongly
believe that there is a growing gap between their actual and desired
level of influence in government decision making. As one citizen
stated, "I don't think unless you work trying to get your government to
be democratic and to work with you … that you discover the kind of pain
you feel when you find out you're invisible."
The new millennium is marked
by reflection on the very nature of civil society, democracy and social
cohesion. The Commonwealth Foundation has invited Commonwealth
countries to join them in an exploration of ways to strengthen, promote
and encourage the wide variety of citizen initiatives that make up
civil society and that, therefore, strengthen social cohesion,
democracy and citizen engagement in societal development.
This report explores the
Commonwealth Foundation's questions about the roles for citizens and
governments in a good society by examining six Canadian experiences
with civic engagement. Each case study involves different sectors of
society, and different key players, goals, processes and outcomes. Each
touches on long standing policy issues within Canada. The case studies
detail how players have come together - or failed to - to engage one
another and work toward finding creative solutions to sometimes
overwhelming and complex policy situations. Many of these experiences
highlight obstacles to a trusting relationship between government and
citizens. At the same time, they point to steps that can be taken on
the part of citizens and governments to recreate their relationship and
allow for meaningful, mutual engagement. Of note, none of the case
studies provide a neatly packaged outcome.
Six case studies are
considered, involving three different kinds of situations:
1. Government-initiated
Engagement: The government has actively sought input for its
policy-making role and, in doing so, has reached out to the public in
organized and well-defined ways with specific parameters placed on
dialogue and discussion.
- Immigration Review: In
1994, public backlash against immigration policy was at an all-time
high. The Minister of Citizenship and Immigration called for extensive
public consultation and, in doing so, created a capacity for the public
to critically and constructively analyze and engage in this complex
policy debate.
- National Forum on Health:
During the early 1990s, federal support for Canada's countrywide health
care plan, Medicare, appeared to be waning. The health care system was
perceived to be in crisis, and the public was deeply concerned that
their treasured Medicare was being steadily eroded by deep funding cuts
and an indifferent government. In 1994, the Prime Minister established
the National Forum on Health to inform Canadians and to advise the
federal government on innovative ways to improve the health care system
and health of Canadians. The ensuing engagement process illustrated
that Canadians were ready to roll up their sleeves and do constructive
work.
2. Citizen-initiated
Engagement: Citizens have attempted, with varying degrees of success,
to engage governments in finding solutions to longer-term and often
overwhelming problems that require the co-ordination of many different
levels of government. These situations demand solutions that are
creative and multifaceted.
- Sydney Tar Ponds: Sydney,
Nova Scotia, is home to the largest toxic waste site in North America.
Coined the "National Shame" by the federal Minister of the Environment
in 1996, the "toxic witch's brew" is a result of almost a century of
baking coke for steel-making, decades of raw sewage pumping, and
landfill leachate from an unlined municipal landfill. After two
disastrous and costly attempts at clean-up, expansive media coverage,
community action, and commitment from all levels of government, in the
early spring of 1999 there was finally movement in the direction of
cleaning up the Tar Ponds.
- Nunavut: On April 1, 1999,
after almost three decades of painfully slow negotiations, Canada's map
was fundamentally changed as the Northwest Territories were divided and
Nunavut, "our land" in Inuktitut, was born. Nunavut is a manifestation
of the Inuit land claim, the largest land claim ever settled in
Canadian history. It is the result of the Inuit's persistence, patience
and pragmatism, and comes at a crucial time for aboriginal groups in
Canada. Currently, many aboriginal groups are involved in their own
negotiations with the federal government for, at the very least, a
recognized and legitimate voice in resource decision-making and, at the
most, self-government or self-rule.
3. Citizens in the Global
Arena: Citizens have struggled to find a voice and create civic space
for themselves in debates that transcend national borders and involve
ill-defined jurisdictions, such as international trade and domestic
financial markets.
- Multilateral Agreement on
Investment: Over the past fifteen years, Canadians have discussed and
debated the consequences of globalization as the federal government
entered into two far-reaching, international trade agreements.
Exhausted by defeat in their campaigns against the Free Trade Agreement
and the North American Free Trade Agreement, Canadian non-governmental
organizations were not sure if they could muster up the support and
energy to mount another campaign against the Multilateral Agreement on
Investment (MAI). Slowly, however, the issue ignited across the country
as Canadians started to ask: Why is this deal being negotiated behind
closed doors? Who will benefit from this agreement? What does this
agreement mean to Canadians? How can I have my voice heard? The debate
that has ensued across the country articulates some of the questions
and concerns that Canadians have not only with the MAI, but also with
increased trade liberalization and globalization as a whole.
- Regulating Financial
Services: When the federal government announced a review of the
regulatory framework for financial services, a number of
non-governmental organizations came together to engage the federal
government and financial institutions with a proactive agenda of
desired changes. Subsequently, when two of Canada's five major banks
announced they were merging, government had no choice but to respond to
citizens clamouring to be involved in the merger debate. The mergers
were proposed in an environment of increasing public dissatisfaction
with lower levels of service, higher user fees, branch closures and
enormous bank profits. These announcements sparked an intense,
year-long discussion across the country, which highlighted the varying
capacity of citizen groups to participate fully in long-term policy
processes involving transnational players. However, a number of
non-governmental organizations were able to use this time of intense
public and governmental focus to advance constructive methods of
improving financial sector accountability and create civic space for
financial consumers.
Ultimately, this report begins
to articulate questions, and some of the answers, surrounding the issue
of trust. These questions include:
- How is capacity built
within governments so that they are better able to respond to citizens?
- How is capacity built
within the population for more effectively
engaging governments?
This report is organized in
the following way:
- Section 1 describes
the
Canadian federation and Canada's system of governance.
- Section 2
investigates six Canadian experiences with
engagement including examples that are government-initiated and those
that are citizen-initiated. Following each case study, several
questions regarding effective engagement are explored. The case studies
have taken place in a political context that is both unique to Canada
and its federation and also shared to varying degrees with other
Commonwealth countries.
- Section 3 considers an alternative model for
mutual
engagement that addresses many of the shortcomings of other engagement
processes.
- Section
4, the final section of the report, puts forward
action steps for more effective mutual engagement.
Action is recommended in four
areas, as outlined in Table 1, that will
contribute to building a culture characterized by mutual, respectful
engagement and to the creation of just, prosperous and caring
societies. They are: building capacity, setting the ground rules,
reporting and evaluating results, and making it easier for citizens to
engage governments.
Table
1: Actions for
Effective Mutual Engagement
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Building
Capacity
Governments and other organizations conducting citizen engagement
processes maximize the use of teachers, students and educational
technology in order to offer authentic opportunities to learn about
participation, policy formulation and deliberation.
Governments
provide training grants to organizations that wish to more
effectively engage in ongoing policy processes. Specific decisions
concerning resource allocation should be undertaken in collaboration
between citizens and governments.
Educational
institutions strive to make their training programs for the
non-profit sector more accessible to community organizations by
reflecting their resource and staffing constraints when programming and
scheduling.
The
Public Service Commission and the Canadian Centre for Management
Development assume a position of world-wide leadership in preparing
Canada's federal public servants with the skills to foster effective
and meaningful relationships with the public.
Setting
the Ground
Rules for Mutual Engagement
Set the scope and
timelines for all consultation processes in collaboration between
governments and citizens.
Make
deliberative techniques, such as study circles or dialogue groups,
central to all engagement processes.
Governments
establish, in collaboration with community organizations,
performance guidelines and standard operating procedures for engagement
processes.
Reporting
and
Evaluating Results
Government build
provisions for deliberative and trust-building activities into annual
reporting and annual budgets so they are clearly accountable for their
commitments to increased citizen engagement.
Governments
establish a function in the office of the Auditor General
that conducts regular audits of citizen engagement activity and makes
findings known to the public in accessible formats.
Public
broadcasters, as part of their annual reporting to government,
report on the range of activities they have undertaken to promote civic
participation and mutual engagement.
Making
it Easier for Citizens to Engage Governments
Elected representatives
become actively involved in engagement processes as part of their
constituency activities.
Governments
consider using existing activity centres, such as Canada
Employment Centres, Human Resource Access Centres and public libraries,
as sites where information about engagement activities and access to
the Internet are made available. At these sites, citizens have access
to assistance in negotiating new technologies to help them to retrieve
information about government activities and contact and interact with
the public service or elected representatives on-line.
Governments
facilitate the creation of independent Citizens'
Associations in various sectors.
Governments
and citizens explore current models that are demonstrably
engaging citizens and governments in ongoing communication.
A
national body should be created to provide tools, processes and
assistance to citizens and governments as they apply the skills of
effective mutual engagement.
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